401(k) Plan Services: Empowering Your Business and Employees

At Compass Financial Management, we understand the daily challenges business owners face in balancing growth, employee satisfaction, and financial security. We view a well-designed 401(k) plan as a fundamental tool to attract, motivate, and retain talented professionals while offering significant tax benefits for business owners.


The 401(k) Plan Dilemma:



Many businesses struggle with:

  1. Navigating a competitive and opaque 401(k) industry
  2. Understanding complex Department of Labor and ERISA obligations
  3. Sorting through confusing and often ineffective product offerings
  4. Managing poorly serviced plans that burden employees
  5. Dealing with unexpected, undisclosed costs
  6. Complying with fiduciary duties to avoid legal exposure

These challenges can marginalize the value of your 401(k) plan, preventing you and your employees from realizing its full benefits.


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Our Solution: Giving Your 401(k) Plan a Promotion



As an independent entity, free from obligations to banks, brokerages, or insurance firms, we offer a comprehensive and proven approach to 401(k) management. Our services are guided by our core business principles of independence, full disclosure, integrity, and added value.


Our 401(k) Plan Process:

  1. Customized Plan Design

We create a 401(k) plan tailored to your company's unique needs and your employees' goals.

  1. Investment Policy Development

We establish a clear Investment Policy Statement to guide selection and monitor investment choices.

  1. Transparent Fee Structure

We fully disclose all services and fees, ensuring you and your employees understand the true costs of the plan.

  1. Investment Option Optimization

We increase investment choices with enhanced return potential, maximizing the efficiency of your 401(k) plan.


      1. Employee Education

      We conduct regular educational sessions to help your employees achieve their retirement goals.

      1. Fiduciary Support

      We provide fiduciary consulting services to help trustees meet plan obligations and minimize liabilities.

      1. Ongoing Assistance

      We offer continuous support for you and your employees throughout the entire process.


      Our Commitment to You



      At Compass Financial Management, we're dedicated to transforming your 401(k) plan from a potential liability into a powerful asset for your business. Our approach not only helps you attract and retain top talent but also ensures that you and your employees are on track for a secure retirement.

      We work tirelessly to simplify the complex world of 401(k) plans, allowing you to focus on what you do best – running your business. Our goal is to provide a 401(k) solution that adds value to your company, supports your employees' financial futures, and gives you peace of mind.

      Ready to elevate your 401(k) plan and empower your business? Contact us today, and let's chart a course to a more secure future for you and your employees.